Thursday, September 21, 2023


The Paxos algorithm was developed by Leslie Lamport,
revealed in his 1998 paper The
Half-Time Parliament
. Paxos works in three phases to ensure
a number of nodes agree on the identical worth despite partial community or
node failures. The primary two phases act to construct consensus round a
worth, the final section then communicates that consensus to the remaining

Within the first section (known as put together section), the node
proposing a worth (known as a proposer) contacts all of the nodes
within the cluster (known as acceptors) and asks them if they’ll
promise to think about its worth. As soon as a quorum of acceptors return such a
promise, the proposer strikes onto the second section. Within the second section
(known as the settle for section) the proposer sends out a proposed
worth, if a quorum of nodes accepts this worth then the worth is
chosen. Within the closing section (known as the commit
), the proposer can then commit the chosen worth to all of the
nodes within the cluster.

Move of the Protocol

Paxos is a tough protocol to know. We’ll begin by exhibiting
an instance of a typical circulation of the protocol, after which dig into a few of
the small print of the way it works. We intend this clarification to offer an
intuitive sense of how the protocol works, however not as a complete
description to base an implementation upon.

This is a really transient abstract of the protocol.



Obtains the following era quantity from a Technology Clock. Sends a put together request with this era
quantity to all acceptors.

If the era variety of the put together request is later than
its promised era variable, it updates its promise era
with this later worth and returns a promise response. If it has already
accepted a proposal it returns this proposal.

When it receives guarantees from quorum of acceptors, it seems to be to
see if any of those responses include accepted values. If that’s the case it modifications its
personal proposed worth to that of the returned proposal with the best
era quantity. Sends settle for requests to all acceptors with its era quantity and
proposed worth.

If the era variety of the settle for request is later than
its promised era variable it shops the proposal as its accepted
proposal and responds that it has accepted the request.

When it receives a profitable response from a quorum of
acceptors, it data the worth as chosen and sends commit messages to
all nodes.

These are fundamental guidelines for paxos, but it surely’s very exhausting to know how
they mix for an efficient habits. So this is an instance to indicate how
this works.

Contemplate a cluster of 5 nodes: Athens, Byzantium, Cyrene,
Delphi, and Ephesus. A shopper contacts the Athens node, requesting to set
the identify to “alice”. The Athens node now must provoke a Paxos
interplay to see if all of the nodes will conform to this modification. Athens is
known as the proposer, in that Athens will suggest to all the opposite nodes that
the identify of the cluster develop into “alice”. All of the nodes within the cluster
(together with Athens) are “acceptors”, that means they’re able to accepting

On the similar time that Athens is proposing
“alice”, the node Ephesus will get a request to set the identify to “elanor”. This
makes Ephesus even be a proposer.

Within the put together section the proposers start by sending some put together
requests, which all embrace a era quantity. Since Paxos is meant to
keep away from single factors of failure, we do not take this from a single era
clock. As an alternative every node maintains its personal era clock the place it
combines a era quantity with a node ID. The node ID is used to interrupt
ties, so [2,a] > [1,e] > [1,a]. Every acceptor data the
newest promise it is seen to date.

Node Athens Byzantium Cyrene Delphi Ephesus
promised era 1,a 1,a 0 1,e 1,e
accepted worth none none none none none

Since they have not seen any requests earlier than this, all of them return a
promise to the calling proposer. We name the returned worth a “promise”
as a result of it signifies that the acceptor guarantees to not contemplate any messages
with an earlier era clock than the promised one.

Athens sends its put together message to Cyrene. When it receives a promise in
return, this implies it has now bought guarantees from from three of the 5 nodes, which
represents a Quorum. Athens now shifts from sending
put together messages to sending settle for messages.

It’s attainable that Athens fails to obtain a promise
from a majority of the cluster nodes. In that case Athens
retries the put together request by incrementing the era clock.

Node Athens Byzantium Cyrene Delphi Ephesus
promised era 1,a 1,a 1,a 1,e 1,e
accepted worth none none none none none

Athens now begins sending settle for messages, containing the era and
the proposed worth. Athens and Byzantium settle for the proposal.

Node Athens Byzantium Cyrene Delphi Ephesus
promised era 1,a 1,a 1,a 1,e 1,e
accepted worth alice alice none none none

Ephesus now sends a put together message to Cyrene. Cyrene had despatched a promise to
Athens, however Ephesus’s request has a better era, so it takes
priority. Cyrene sends again a promise to Ephesus.

Cyrene now will get an settle for request from Athens however rejects it because the
era quantity is behind its promise to Ephesus.

Node Athens Byzantium Cyrene Delphi Ephesus
promised era 1,a 1,a 1,e 1,e 1,e
accepted worth alice alice none none none

Ephesus has now bought a quorum from its put together messages, so can transfer on to
sending accepts. It sends accepts to itself and to Delphi however then crashes
earlier than it might probably ship any extra accepts.

Node Athens Byzantium Cyrene Delphi Ephesus
promised era 1,a 1,a 1,e 1,e 1,e
accepted worth alice alice none elanor elanor

In the meantime, Athens has to take care of the rejection of its settle for request from
Cyrene. This means that its quorum is now not promised to it and thus
its proposal will fail. This can at all times occur to a proposer who loses its
preliminary quorum like this; for one more proposer to realize quorum at the least
one member of the primary proposer’s quorum will defect.

In a scenario with a easy two section commit, we’d then count on
Ephesus to only go on and get its worth chosen, however such a scheme would now
be in bother since Ephesus has crashed. If it had a lock on a quorum of
acceptors, its crash would impasse the entire proposal course of. Paxos,
nevertheless, expects this type of factor to occur, so Athens will make one other
strive, this time with a better era.

It sends put together messages once more, however this time with a better era
quantity. As with the primary spherical, it will get again a trio of guarantees, however with
an essential distinction. Athens already accepted “alice”
earlier, and Delphi had accepted “elanor”. Each of those acceptors return a
promise, but in addition the worth that they already accepted, along with the
era variety of that accepted proposal. Once they return that
worth, they replace their promised era to [2,a] to replicate the
promise they made to Athens.

Node Athens Byzantium Cyrene Delphi Ephesus
promised era 2,a 1,a 2,a 2,a 1,e
accepted worth alice alice none elanor elanor

Athens, with a quorum, should now transfer onto the settle for section, however
it should suggest the already-accepted worth with the best era,
which is “elanor”, who was accepted by Delphi with a era of [1,e], which is
larger than Athens’s acceptance of “alice” with [1,a].

Athens begins to ship out settle for requests, however now with “elanor” and its present
era. Athens sends an settle for request to itself, which is accepted. This can be a
essential acceptance as a result of now there are three
nodes accepting “elanor”, which is a quorum for “elanor”, subsequently we are able to contemplate
“elanor” to be the chosen worth.

Node Athens Byzantium Cyrene Delphi Ephesus
promised era 2,a 1,a 2,a 2,a 1,e
accepted worth elanor alice none elanor elanor

However though “elanor” is now the chosen worth, no person is but conscious of it.
Inside the settle for stage Athens solely is aware of itself having “elanor” because the
worth, which is not a quorum and Ephesus is offline. All Athens must do is
have a pair extra settle for requests accepted and it will likely be capable of commit.
However now Athens crashes.

At this level Athens and Ephesus have now crashed. However the cluster nonetheless
has a quorum of nodes working, so they need to have the ability to maintain working, and
certainly by following the protocol they’ll uncover that “elanor” is the
chosen worth.

Cyrene will get a request to set the identify to “carol”, so it turns into a
proposer. It is seen era [2,a] so it kicks off a put together section with
era [3,c]. Whereas it needs to suggest “carol” because the identify, for
the second it is simply issuing put together requests.

Cyrene sends put together messages to the remaining nodes within the cluster. As
with Athens’s earlier put together section, Cyrene will get accepted values again, so
“carol” by no means will get proposed as a worth. As earlier than, Delphi’s “elanor” is
later than Byzantium’s “alice”, so Cyrene begins an settle for section with
“elanor” and [3,c].

Node Athens Byzantium Cyrene Delphi Ephesus
promised era 2,a 3,c 3,c 3,c 1,e
accepted worth elanor alice none elanor elanor

Whereas I might proceed to crash and get up nodes, it is clear now that
“elanor” will win out. So long as a quorum of nodes are up, at the least one in all
them could have “elanor” as its worth, and any node trying a put together will
need to contact one node that is accepted “elanor” to be able to get a quorum
for its put together section. So we’ll end with Cyrene sending out commits.

Sooner or later Athens and Ephesus will come again on-line and they’ll
uncover what the quorum has chosen.

An instance key-value retailer

The Paxos protocol defined right here, builds consensus on a single worth
(typically known as as single-decree Paxos).
Most sensible implementations utilized in mainstream merchandise like
Cosmos DB or Spanner
use a modification of paxos known as multi-paxos which is carried out
as a Replicated Log.

However a easy key-value retailer may be constructed utilizing fundamental Paxos. [cassandra]
makes use of fundamental Paxos in an identical technique to implement it is lightweight transactions.

The important thing-value retailer maintains Paxos occasion per key.

class PaxosPerKeyStore…

  int serverId;
  public PaxosPerKeyStore(int serverId) {
      this.serverId = serverId;

  Map<String, Acceptor> key2Acceptors = new HashMap<String, Acceptor>();
  Checklist<PaxosPerKeyStore> friends;

The Acceptor shops the promisedGeneration, acceptedGeneration
and acceptedValue.

class Acceptor…

  public class Acceptor {
      MonotonicId promisedGeneration = MonotonicId.empty();
      Non-compulsory<MonotonicId> acceptedGeneration = Non-compulsory.empty();
      Non-compulsory<Command> acceptedValue = Non-compulsory.empty();
      Non-compulsory<Command> committedValue = Non-compulsory.empty();
      Non-compulsory<MonotonicId> committedGeneration = Non-compulsory.empty();
      public AcceptorState state = AcceptorState.NEW;
      personal BiConsumer<Acceptor, Command> kvStore;

When the important thing and worth is put within the kv retailer, it runs the Paxos protocol.

class PaxosPerKeyStore…

  int maxKnownPaxosRoundId = 1;
  int maxAttempts = 4;
  public void put(String key, String defaultProposal) {
      int makes an attempt = 0;
      whereas(makes an attempt <= maxAttempts) {
          makes an attempt++;
          MonotonicId requestId = new MonotonicId(maxKnownPaxosRoundId++, serverId);
          SetValueCommand setValueCommand = new SetValueCommand(key, defaultProposal);

          if (runPaxos(key, requestId, setValueCommand)) {

          Uninterruptibles.sleepUninterruptibly(ThreadLocalRandom.present().nextInt(100), MILLISECONDS);
          logger.warn("Skilled Paxos competition. Trying with larger era");
      throw new WriteTimeoutException(makes an attempt);

  personal boolean runPaxos(String key, MonotonicId era, Command initialValue) {
      Checklist<Acceptor> allAcceptors = getAcceptorInstancesFor(key);
      Checklist<PrepareResponse> prepareResponses = sendPrepare(era, allAcceptors);
      if (isQuorumPrepared(prepareResponses)) {
          Command proposedValue = getValue(prepareResponses, initialValue);
          if (sendAccept(era, proposedValue, allAcceptors)) {
              sendCommit(era, proposedValue, allAcceptors);
          if (proposedValue == initialValue) {
              return true;
      return false;

  public Command getValue(Checklist<PrepareResponse> prepareResponses, Command initialValue) {
      PrepareResponse mostRecentAcceptedValue = getMostRecentAcceptedValue(prepareResponses);
      Command proposedValue
              = mostRecentAcceptedValue.acceptedValue.isEmpty() ?
              initialValue : mostRecentAcceptedValue.acceptedValue.get();
      return proposedValue;

  personal PrepareResponse getMostRecentAcceptedValue(Checklist<PrepareResponse> prepareResponses) {
      return -> r.acceptedGeneration.orElse(MonotonicId.empty()))).get();

class Acceptor…

  public PrepareResponse put together(MonotonicId era) {

      if (promisedGeneration.isAfter(era)) {
          return new PrepareResponse(false, acceptedValue, acceptedGeneration, committedGeneration, committedValue);
      promisedGeneration = era;
      state = AcceptorState.PROMISED;
      return new PrepareResponse(true, acceptedValue, acceptedGeneration, committedGeneration, committedValue);


class Acceptor…

  public boolean settle for(MonotonicId era, Command worth) {
      if (era.equals(promisedGeneration) || era.isAfter(promisedGeneration)) {
          this.promisedGeneration = era;
          this.acceptedGeneration = Non-compulsory.of(era);
          this.acceptedValue = Non-compulsory.of(worth);
          return true;
      state = AcceptorState.ACCEPTED;
      return false;

The worth is saved within the kvstore solely when it may be efficiently dedicated.

class Acceptor…

  public void commit(MonotonicId era, Command worth) {
      committedGeneration = Non-compulsory.of(era);
      committedValue = Non-compulsory.of(worth);
      state = AcceptorState.COMMITTED;
      kvStore.settle for(this, worth);

class PaxosPerKeyStore…

  personal void settle for(Acceptor acceptor, Command command) {
      if (command instanceof SetValueCommand) {
          SetValueCommand setValueCommand = (SetValueCommand) command;
          kv.put(setValueCommand.getKey(), setValueCommand.getValue());

The paxos state must be persevered.
It may be simply finished by utilizing a Write-Forward Log.

Dealing with a number of values.

It is very important notice that Paxos is specified and confirmed to work on single worth.
So dealing with a number of values with the one worth Paxos protocol must be finished
outdoors of the protocol specification. One various is to reset the state,
and retailer dedicated values individually to ensure they don’t seem to be misplaced.

class Acceptor…

  public void resetPaxosState() {
      //This implementation has points if dedicated values will not be saved
      //and dealt with individually within the put together section.
      //See Cassandra implementation for particulars.
      promisedGeneration = MonotonicId.empty();
      acceptedGeneration = Non-compulsory.empty();
      acceptedValue = Non-compulsory.empty();

There may be an alternate, as advised in [gryadka], which barely modifies the
fundamental Paxos to permit setting a number of values.
This want for executing steps past the fundamental algorithm
is the explanation that in observe Replicated Log is most well-liked.

Studying the values

Paxos depends on the put together section to detect any uncommitted values.
So if fundamental Paxos is used to implement a key-value retailer as proven above,
the learn operation additionally must run the complete Paxos algorithm.

class PaxosPerKeyStore…

  public String get(String key) {
      int makes an attempt = 0;
      whereas(makes an attempt <= maxAttempts) {
          makes an attempt++;
          MonotonicId requestId = new MonotonicId(maxKnownPaxosRoundId++, serverId);
          Command getValueCommand = new NoOpCommand(key);
          if (runPaxos(key, requestId, getValueCommand)) {
              return kv.get(key);

          Uninterruptibles.sleepUninterruptibly(ThreadLocalRandom.present().nextInt(100), MILLISECONDS);
          logger.warn("Skilled Paxos competition. Trying with larger era");

      throw new WriteTimeoutException(makes an attempt);


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